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Phillip Harrison Blair

Ubs Financial Services Inc.

Stamford, CT

Greenwich, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-30
TX RA APPROVED_RES 2021-10-11
CT RA APPROVED 2018-10-10
  • NY RA
    APPROVED
    Since 2024-07-30
  • TX RA
    APPROVED_RES
    Since 2021-10-11
  • CT RA
    APPROVED
    Since 2018-10-10

Branch Locations

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Greenwich CT 03/2013 09/2018
Jpmorgan Chase Bank Na Greenwich CT 03/2013 09/2018
Ubs Financial Services Inc New York NY 09/2018 Present
  • 03/2013 → 09/2018
    J.P. Morgan Securities Llc
    Greenwich, CT
  • 03/2013 → 09/2018
    Jpmorgan Chase Bank Na
    Greenwich, CT
  • 09/2018 → Present
    Ubs Financial Services Inc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-31
  • S66 Uniform Combined State Law Examination
    2009-08-31

View on SEC IAPD

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