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1100 Kenilworth Ave Suite 210, Charlotte, NC 28204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-05-26 |
Branch Locations
1100 Kenilworth Ave Suite 210, Charlotte, NC 28204 • United States
4520 Mint Hill Village Ln Suite 104, Mint Hill, NC 28227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 02/2014 | 05/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2014 | 05/2023 |
| Blueprint Financial Advisors | Greensboro | NC | 05/2023 | Present |
| Kingswood Capital Partners, Llc | Mint Hill | NC | 05/2023 | Present |
1. Retail Club. Member. 08/2003. 4 hours per month 2. Laura Little. Cast Member. 2/2023. 1 hour per month 3. Fitness Connection. 13705 E Independence BLVD. Indian Trail, NC. Fitness Instructor. NIR. 10 hours per month. 7/2021. 4. Blueprint Insurance Solutions. Insurance Agent. 05/2023. 1250 Revolution Mill Drive, Suite 150, Greensboro, NC 27405. 5. Fulcrum Wealth Advisors,Is Investment Related,"4520 Mint Hill Village Lane, Suite 104, mint hill, NC, 28227, United States",Life Insurance and LTC,President,8/1/2002,10 hours per month,10 hours per month during trading hours,Commission Compensation,"Sell Life Insurance and Long Term Care when needed through the planning process. Using FIG, Crump for fixed products only. Fig through Kingwood for any index or variable." 6. Fitness Connection,Is Not Investment Related,"13705 E Independence Blvd, , Indian Trail, NC, 28079, United States",Fitness,Instructor,7/1/2021,8 hours per month,0 hours per month during trading hours,Salary Compensation,Teach a 1 hour fitness class 7. "C&S Kemper Properties, LLC",Is Not Investment Related,"3437 Beechmint Drive, , Mint Hill, NC, 28227, United States",Investment Properties,Vice President,8/1/2017,1 hours per month,0 hours per month during trading hours,Other Compensation,"I do not do anything with this company outside of being an officier. My wife, Shelley, is responsible for rent, maintenance and the like. The only property that is under this LLC is the 4520 Mint HIll Village Lane, Suite 104 Mint Hill, NC 28227 that houses Fulcrum Wealth Advisors."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-23 |
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