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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED 2020-04-15
CT RA APPROVED 2019-08-26
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED
    Since 2020-04-15
  • CT RA
    APPROVED
    Since 2019-08-26

Branch Locations

130 East Seneca Street Suite 500, Ithaca, NY 14850 • United States

250 South Clinton Street Suite 500, Syracuse, NY 13202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Syracuse NY 01/2014 06/2019
Morgan Stanley Private Bank, N.A. Syracuse NY 01/2014 06/2019
Morgan Stanley Ithaca NY 08/2019 Present
Morgan Stanley Private Bank, N.A New York NY 08/2019 Present
  • 01/2014 → 06/2019
    Syracuse, NY
  • 01/2014 → 06/2019
    Morgan Stanley Private Bank, N.A.
    Syracuse, NY
  • 08/2019 → Present
    Ithaca, NY
  • 08/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2014-02-11 → 2019-06-03
    Syracuse, NY
    Williamsville, NY
    Buffalo, NY
    Geneva, NY
    Rochester, NY
    Olean, NY
    Orchard Park, NY
    Pittsford, NY
    Rochester, NY
    Albany, NY
    Binghamton, NY
    Elmira, NY
    Glens Falls, NY
    Ithaca, NY
    Oneonta, NY
    Poughkeepsie, NY
    Saratoga Springs, NY
    Latham, NY
    Skaneateles, NY
    Utica, NY
    Watertown, NY
    Potsdam, NY
    Kingston, NY
  • 2010-11-22 → 2014-02-03
    Manchester, NH
    Poughkeepsie, NY
    New York, NY
    Poughkeepsie, NY
    Boston, MA
    Albany, NY
    Williamsville, NY
    Pittsford, NY
  • 2009-10-13 → 2010-10-15
    Concord, MA
  • 2005-09-22 → 2009-04-28
    Banc Of America Investment Services, Inc.
    Burlington, MA
    Burlington, MA
  • 2005-09-02 → 2005-09-23
    First Command Brokerage Services, Inc.
    Concord , MA
  • 2005-06-10 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-12
S63 Uniform Securities Agent State Law Examination 2002-08-21
  • S65 Uniform Investment Adviser Law Examination
    2005-05-12
  • S63 Uniform Securities Agent State Law Examination
    2002-08-21
Other Names
  • Timothy Gerard Jennings

View on SEC IAPD

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