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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED | 2020-04-15 |
| CT | RA | APPROVED | 2019-08-26 |
Branch Locations
130 East Seneca Street Suite 500, Ithaca, NY 14850 • United States
250 South Clinton Street Suite 500, Syracuse, NY 13202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Syracuse | NY | 01/2014 | 06/2019 |
| Morgan Stanley Private Bank, N.A. | Syracuse | NY | 01/2014 | 06/2019 |
| Morgan Stanley | Ithaca | NY | 08/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-21 |
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