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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-12
FL RA APPROVED 2022-04-15
IL RA APPROVED 2004-01-30
  • TX RA
    APPROVED
    Since 2025-02-12
  • FL RA
    APPROVED
    Since 2022-04-15
  • IL RA
    APPROVED
    Since 2004-01-30

Branch Locations

Siesta Key, FL • United States

1307 S Seventh St, Springfield, IL 62703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bird Armour, Llc Springfield IL 12/1997 06/2019
Cetera Financial Specialists Llc Schaumburg IL 11/2003 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2004 Present
Armour Family Sibling Holdings Llc Springfield IL 01/2020 Present
  • 12/1997 → 06/2019
    Bird Armour, Llc
    Springfield, IL
  • 11/2003 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2004 → Present
    Schaumburg, IL
  • 01/2020 → Present
    Armour Family Sibling Holdings Llc
    Springfield, IL
Previous Registrations
Other Businesses

1) FIRST NATIONAL BANK OF RAYMOND - INV RELATED; RAYMOND, IL; BANK DIRECTOR, BOARD OF DIRECTORS; BANK DIRECTOR RESPONSIBILITIES INCLUDING LOAN COMMITTEE; SINCE 02/01/2013; 8 HRS/MONTH, 0 HR/MONTH DURING SECURITIES TRADING HOURS: 2) QUORUM CONSULTING GROUP, NOT INVESTMENT RELATED, ACCOUNTING/TAX, CONTRACTUAL INDEPENDENT CONTRACTOR, SINCE 01/2017, 40H/WEEK. 3) NAME OF OTHER BUSINESS: ARMOUR FAMILY SIBLING HOLDINGS LLC ; INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: REAL ESTATE OWNERSHIP ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: MEMBER ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: AGRICULTURAL FARMLAND REAL ESTATE OWNERSHIP AND RENTAL; 4) NAME OF OTHER BUSINESS: TIVOLI BY THE SEA HOMEOWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/VICE-PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MANAGEMENT OF THE CONDO ASSOCIATION RULES, REGULATIONS AND OPERATION 5) NAME OF OTHER BUSINESS: ST. ARMANDS KEY LUTHERAN CHURCH; INVESTMENT RELATED: NO; ADDRESS: 40 N ADAMS DR, SARASOTA, FL 34236; NATURE OF BUSINESS: BOARD; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND SEMI ANNUAL MEETINGS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-01-02
  • S63 Uniform Securities Agent State Law Examination
    2004-01-02
Designations
  • Certified Financial Planner
Other Names
  • Mike K Armour

View on SEC IAPD

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