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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-07-06 |
| MD | RA | APPROVED | 2002-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Annapolis | MD | 06/2002 | Present |
| Bank Of America,N.A. | Annapolis | MD | 06/2011 | Present |
I*31059 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FRIENDS FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: ANNAPOLIS, MARYLAND 21404 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 15 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NON-PROFIT THAT RAISES MONEY TO DISTRIBUTE TO VARIOUS LOCAL CHARITIES PRESIDENT, BOARD MEMBER I*31058 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BOYS & GIRLS CLUB OF ANNAPOLIS & ANNE ARUNDEL COUN INVESTMENT RELATED: N ADDRESS OF BUSINESS: ANNAPOLIS, MARYLAND 21401 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 7/1/2008 NUMBER OF HOURS DEVOTED: 75 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OFFICER DIRECTOR/BOARD MEMBER SERVE AND DEVELOP UNDERPRIVILIGED YOUNG CHILDREN AND TEENS I*107164 For profit or not for profit: For-Profit Organization Name of outside business organization: Pelota Training Investment related: N Address of business: Annapolis, Maryland 21409 Nature of business: Partnership, Position, title, association: Limited Partner, Start date of relationship: 5/1/2017 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: A personal soccer training company. We train youth soccer players in a 1 on 1 setting
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-29 |
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