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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-07-06
MD RA APPROVED 2002-10-07
  • TX RA
    APPROVED
    Since 2004-07-06
  • MD RA
    APPROVED
    Since 2002-10-07

Branch Locations

1 Park Pl, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Annapolis MD 06/2002 Present
Bank Of America,N.A. Annapolis MD 06/2011 Present
  • 06/2002 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Annapolis, MD
  • 06/2011 → Present
    Bank Of America,N.A.
    Annapolis, MD
Other Businesses

I*31059 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FRIENDS FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: ANNAPOLIS, MARYLAND 21404 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 15 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NON-PROFIT THAT RAISES MONEY TO DISTRIBUTE TO VARIOUS LOCAL CHARITIES PRESIDENT, BOARD MEMBER I*31058 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BOYS & GIRLS CLUB OF ANNAPOLIS & ANNE ARUNDEL COUN INVESTMENT RELATED: N ADDRESS OF BUSINESS: ANNAPOLIS, MARYLAND 21401 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 7/1/2008 NUMBER OF HOURS DEVOTED: 75 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OFFICER DIRECTOR/BOARD MEMBER SERVE AND DEVELOP UNDERPRIVILIGED YOUNG CHILDREN AND TEENS I*107164 For profit or not for profit: For-Profit Organization Name of outside business organization: Pelota Training Investment related: N Address of business: Annapolis, Maryland 21409 Nature of business: Partnership, Position, title, association: Limited Partner, Start date of relationship: 5/1/2017 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: A personal soccer training company. We train youth soccer players in a 1 on 1 setting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-29
  • S66 Uniform Combined State Law Examination
    2002-08-29
Other Names
  • Brent Boone

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