Jeffrey Dean Erwin

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-01-10
CO	RA	APPROVED	2012-06-18

TX RA
APPROVED_RES

Since 2014-01-10
CO RA
APPROVED

Since 2012-06-18

Branch Locations

2765 Dagny Way, Suite 201, Lafayette, CO 80026 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Lafayette	CO	07/2009	Present

07/2009 → Present

Lpl Financial Llc

Lafayette, CO

Previous Registrations

2002-08-22 → 2009-05-13

Ubs Financial Services Inc.

Anchorage, AK

Anchorage, AK

Other Businesses

1. 01/20/2010 - Erwin Financial - INV REL - Business Entity For Tax/Investment Purposes Only - Tax entity created to separate LPL income and business expenses from personal finances.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-08-21

S66 Uniform Combined State Law Examination

2002-08-21

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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