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Kimberly Landry Neal

Wells Fargo Advisors Financial Network, LLC

Metairie, LA

Troy, OH

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-14
LA RA APPROVED 2016-06-03
  • TX RA
    APPROVED_RES
    Since 2020-03-14
  • LA RA
    APPROVED
    Since 2016-06-03

Branch Locations

433 Metairie Rd Ste 309 [ Satellite], Metairie, LA 70005 • United States

51 S Stanfield Rd, Troy, OH 45373 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Metairie LA 06/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-17
S63 Uniform Securities Agent State Law Examination 2006-07-14
  • S66 Uniform Combined State Law Examination
    2008-06-17
  • S63 Uniform Securities Agent State Law Examination
    2006-07-14
Other Names
  • Kim Landry
  • Kimberly Anne Landry

View on SEC IAPD

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