Thomas Lyle Tollefson

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 04/2011 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2010-09-10 → 2011-04-07
  Equitable Advisors, Llc
  Eden Prairie, MN
  Minneapolis, MN
  Minneapolis, MN

Other Businesses

1) DBA:CPHASE FINANCIAL, 7681 ATHERTON WAY, EDEN PRAIRIE, MN. BEGAN 1/1/2012 AS PRESIDENT. INVESTMENT RELATED. DEVOTES 45 HOURS/WEEK, 35 HOURS DURING TRADING. 2) CLEARPLAN FINANCIAL, 7681 ATHERTON WAY, EDEN PRAIRIE, MN 553464415. BEGAN 4/1/2011. INVESTMENT RELATED. DEVOTES 0 HOURS/WEEK, NONE DURING TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4) DBA: GATEWAY FINANCIAL ADVISORS, 4101 DUBLIN BLVD SUITE FPMB 57, DUBLIN, CA, 4/2011, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 40 HR/MO - 40 HR TRADING 5) HT HOMES, LLC, 110 Patricia St., Harrisburg SD 57032, United States, 04/15/2026, Founder, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2002-09-20

Other Names

• Thomas L. Tollefson