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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-01-28 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 07/2014 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 07/2014 | Present |
OTHER BUSINESS NAME: PRESTIGE DENTAL, PRISTINE DENTAL AND CONFIDENT SMILE DENTAL. LOCATION: STREAMWOOD, IL. NATURE OF BUSINESS: DENTIST. POSITION OR TITLE: ASSISTANT. RESPONSIBILITIES: WORK WITH DENTIST ON STREAMLINING PATIENT WAIT TIME, COACH AND TRAIN STAFF ON CUSTOMER RELATIONS. INVESTMENT-RELATED: NO. HOURS PER MONTH(TOTAL/DURING MARKET HOURS): 2-3 HOURS TOTAL / 0 DURING MARKET HOURS. OTHER BUSINESS NAME: RAAZIKA COSMETICS. LOCATION:10 STAR LANE S. BARRINGTON, IL 60010. NATURE OF BUSINESS: MAKEUP LINE. POSITION OR TITLE: OWNER. RESPONSIBILITIES:HELPING DAUGHTER START A MAKE-UP LINE. INVESTMENT-RELATED: NO. HOURS PER MONTH(TOTAL/DURING MARKET HOURS): 10 TOTAL/ 0 DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-08 |
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