Harold Mcintosh

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 02/2018
  Guardian Life Insurance Company Of America
  Tampa, FL
• 01/2010 → 02/2018
  Park Avenue Securities
  Tampa, FL
• 02/2018 → Present
  Principal Life Insurance Company
  Brandon, FL
• 02/2018 → Present
  Principal Securities Inc
  Brandon, FL
• 04/2023 → Present
  Michini Wealth Management
  Tampa, FL

Previous Registrations

• 2010-02-01 → 2018-02-16
  Park Avenue Securities Llc
  Tampa, FL
  Tampa, FL
• 2005-07-26 → 2009-12-23
  New England Securities
  Tampa, FL
  Tampa, FL

Other Businesses

***Fixed Insurance; Investment Related; 3911 Rosedale Dr, Brandon, FL 33511; Life, Annuities, LTC, DI; Sales; Start Date: 02/16/2018; 8 hrs per month; 8 during trading hours. ***Fixed Insurance; Investment Related; 3911 Rosedale Dr, Brandon, FL 33511; Group Benefits, Health; Sales; Start Date: 06/01/2002; 3-4 hrs per month; 3-4 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-07-15
• S63 Uniform Securities Agent State Law Examination
  2005-04-18

Other Names

• Mac Mcintosh
• Harold Green Mcintosh
• Harold G Mcintosh