Thomas Lee Peterson

Current Employers

Employment History

• 01/2011 → Present
  Lpl Financial Llc
  Waukesha, WI
• 01/2011 → Present
  Iag Wealth Partners, Llc (Formerly:INvestors Advisory Group Llc)
  Waukesha, WI

Previous Registrations

• 2004-10-26 → 2011-01-06
  Woodbury Financial Services, Inc.
  Elm Grove, WI
  Elm Grove, WI
  Cedarburg, WI

Other Businesses

1. 6/4/2018 - IAG Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/22/2018 - 10 Hours Per Month During Securities Trading. 2. 6/14/2018 - IAG Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/22/2018 - 175 Hours Per Month During Securities Trading. 3. 6/14/2018 - IAG Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started Registered Investment Advisor DBA - 175 Hours Per Month During Securities Trading - I provide investment advisory services through IAG Wealth Partners, LLC, an independent investment advisor firm. I started this business activity on 6/14/2018. I expect to spend approximately 175 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-26
• S63 Uniform Securities Agent State Law Examination
  2002-07-11