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Richard Escay Ascalon

J.P. Morgan Securities LLC

Folsom, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-05
CA RA APPROVED 2016-11-07
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • CA RA
    APPROVED
    Since 2016-11-07

Branch Locations

2750 E. Bidwell Street, Ste. 400, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Roseville CA 07/2013 10/2016
Nylife Securities Llc Roseville CA 08/2013 10/2016
Eagle Strategies Roseville CA 09/2013 10/2016
Caduceus Financial & Insurance Services Roseville CA 03/2014 10/2016
Jp Morgan Securities Llc Folsom CA 10/2016 Present
  • 07/2013 → 10/2016
    New York Life Insurance Company
    Roseville, CA
  • 08/2013 → 10/2016
    Nylife Securities Llc
    Roseville, CA
  • 09/2013 → 10/2016
    Eagle Strategies
    Roseville, CA
  • 03/2014 → 10/2016
    Caduceus Financial & Insurance Services
    Roseville, CA
  • 10/2016 → Present
    Jp Morgan Securities Llc
    Folsom, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-26
  • S66 Uniform Combined State Law Examination
    2007-03-26
Other Names
  • Richard E Ascalon
  • Rich Ascalon

View on SEC IAPD

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Other Offices

U.S. BANCORP ADVISORS, LLC · Folsom, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOLSOM, CA
J.P. MORGAN SECURITIES LLC · FOLSOM, CA
MONETA VENTURES, LLC · FOLSOM, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Folsom, CA
LPL FINANCIAL LLC · FOLSOM, CA
LPL FINANCIAL LLC · FOLSOM, CA
WELLS FARGO CLEARING SERVICES, LLC · FOLSOM, CA

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