Thomas Michael Tette

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → Present
  Allied Cpas P.C.
  Victor, NY
• 12/2013 → 02/2019
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2013 → 02/2019
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 02/2019 → 06/2024
  Securities America, Inc.
  Victor, NY
• 02/2019 → 06/2024
  Securities America Advisors, Inc.
  Victor, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Oneonta, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Oneonta, NY

Previous Registrations

• 2021-09-09 → 2024-06-14
  Securities America Advisors, Inc.
  Victor, NY

Other Businesses

1. ALLIED FINANCIAL SERVICES, INC. POSITION: Shareholder NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/31/9999 ADDRESS: 90 Linden Oaks, Suite 100, Rochester NY 14625, United States DESCRIPTION: Insurance sales 2. APS, INC. D/B/A ALLIED PAYROLL SERVICES POSITION: Shareholder NATURE: Payroll Service Company. Business has been sold and operations are winding down. Expected to be shut down completely in 1st Quarter 2025. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/31/9999 ADDRESS: 90 Linden Oaks, Suite 100, Rochester NY 14625, United States DESCRIPTION: Oversee operations. 3. Name: GC Education Foundation Position: Treasurer - Nature: GC Education Foundation - Investment Related: No Hours: 3 - Securities Trading Hours: 0 - Start Date: 07/01/2016 Address: 3 Spartan Way, Rochester NY 14624, United States 4. Name: Tette & Associates Position: Owner - Nature: Product Sales - Investment Related: No - Hours: 1 Securities Trading Hours: 0 - Start Date: 07/01/2001 Address: 71 Queensland Drive, Spencerport NY 14559, United States 5. DBA: Allied Financial Partners 6. ALLIED CPAS, PC POSITION: Managing Partner NATURE: CPA Firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 7 START DATE: 07/14/2009 ADDRESS: 90 Linden Oaks, Suite 100, Rochester NY 14625, United States DESCRIPTION: CPA Firm 7. THOMAS TETTE POSITION: Manager NATURE: Residential Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/06/2023 ADDRESS: 71 Queensland Drive, Spencerport NY 14559, United States DESCRIPTION: Manage the rental of a single family condo 8. CCC INVESTMENT GROUP POSITION: Partner NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/13/1996 ADDRESS: 71 Queensland Drive, Spencerport NY 14559, United States DESCRIPTION: Its an investment club - I maintain books and records. Provide input on investments. 9.BRADOCK BAY BIRD OBSERVATORY POSITION: Board Member NATURE: Not for Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2026 ADDRESS: PO Box 12876, Rochester NY 14612, United States DESCRIPTION: Board member that oversees the activity of the not for profit organization.

Exams

• S66 Uniform Combined State Law Examination
  2002-09-17