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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-05-19 |
| TX | RA | APPROVED | 2025-05-19 |
Branch Locations
301 W. 5Th Street, Pueblo, CO 81003 • United States
201 E. Las Animas Street Suite 103, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | Woodlands | TX | 06/2009 | 09/2018 |
| Ameriprise Financial Service, Llc | Colorado Springs | CO | 06/2018 | 05/2025 |
| Raymond James Financial Services, Inc. | Colorado Springs | CO | 05/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Colorado Springs | CO | 05/2025 | Present |
(1)Name of Business: OLS Property Group, LLC Address: 201 E Las Animas St Ste 103, Colorado Springs, CO, 80903-2164, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 12/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: General operating and management duties. (2) Name of Business: Springs Wealth Group, Address: 201 E Las Animas St Ste 103, Colorado Springs, CO, 80903-2164, Activity Type: Support Company - Owner, Position/Title: Other, Investment Related: No Start Date: 07/01/2020 HPM: 81 HPM trade hours: 41 Duties: This is our business entity we hold out as financial advisors and we do take custody of funds, held at Raymond James, for the benefit of our clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-15 |
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