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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-05
TN RA APPROVED 2014-06-10
  • TX RA
    APPROVED
    Since 2021-03-05
  • TN RA
    APPROVED
    Since 2014-06-10

Branch Locations

155 Franklin Rd Ste 100, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Brentwood TN 05/2014 Present
Marcum Benefit Brentwood TN 11/2016 07/2019
Freedom Insurance & Financial Group Nashville TN 07/2019 09/2021
Principal Securities Inc Brentwood TN 03/2016 Present
Freedom Planning Partners Brentwood TN 09/2021 Present
  • 05/2014 → Present
    Principal Life Insurance Company
    Brentwood, TN
  • 11/2016 → 07/2019
    Marcum Benefit
    Brentwood, TN
  • 07/2019 → 09/2021
    Freedom Insurance & Financial Group
    Nashville, TN
  • 03/2016 → Present
    Brentwood, TN
  • 09/2021 → Present
    Freedom Planning Partners
    Brentwood, TN
Previous Registrations
  • 2005-05-10 → 2014-06-06
    Nashville, TN
    Brentwood, TN
  • 2003-02-12 → 2005-04-21
    New England Securities
    West Des Moines, IA
Other Businesses

*OUTSIDE INSURANCE; BROKER; LIFE, HEALTH, DI, LTC, FIXED ANNUITY; 06/10/2014 *KAPLAN/BELMONT UNIVERSITY; TEACHING PORTION OF CFP CURRICULUM; 06/10/2014. ***LIGHTHOUSE ADVISORS, LLC, CREATED LLC FOR PURPOSES OF HIRING STAFF. NO INSURANCE/SECURITIES BUSINESS DONE THROUGH ENTITY, 5/19/15. SHOWCASE BASEBALL POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/02/2021 ADDRESS: 121 Seaborad Ln, Franklin TN 37067, United States DESCRIPTION: board member involved in decisions for the non profit on operations of 18 teams playing baseball. one of 15 board members voting on baseball operations anda physical location owned by the non profit for practice. No customers served and no product related to securities or insurance. DLH PROPERTIES, LLC POSITION: Owner NATURE: Investor (LLC, LP, REIT) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2016 ADDRESS: 1913 Lone Oak Circle, Nashville TN 37215, United States DESCRIPTION: LLC to hold personally owned rental properties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-15
  • S66 Uniform Combined State Law Examination
    2002-07-15
Designations

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