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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-05 |
| TN | RA | APPROVED | 2014-06-10 |
Branch Locations
155 Franklin Rd Ste 100, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Brentwood | TN | 05/2014 | Present |
| Marcum Benefit | Brentwood | TN | 11/2016 | 07/2019 |
| Freedom Insurance & Financial Group | Nashville | TN | 07/2019 | 09/2021 |
| Principal Securities Inc | Brentwood | TN | 03/2016 | Present |
| Freedom Planning Partners | Brentwood | TN | 09/2021 | Present |
*OUTSIDE INSURANCE; BROKER; LIFE, HEALTH, DI, LTC, FIXED ANNUITY; 06/10/2014 *KAPLAN/BELMONT UNIVERSITY; TEACHING PORTION OF CFP CURRICULUM; 06/10/2014. ***LIGHTHOUSE ADVISORS, LLC, CREATED LLC FOR PURPOSES OF HIRING STAFF. NO INSURANCE/SECURITIES BUSINESS DONE THROUGH ENTITY, 5/19/15. SHOWCASE BASEBALL POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/02/2021 ADDRESS: 121 Seaborad Ln, Franklin TN 37067, United States DESCRIPTION: board member involved in decisions for the non profit on operations of 18 teams playing baseball. one of 15 board members voting on baseball operations anda physical location owned by the non profit for practice. No customers served and no product related to securities or insurance. DLH PROPERTIES, LLC POSITION: Owner NATURE: Investor (LLC, LP, REIT) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2016 ADDRESS: 1913 Lone Oak Circle, Nashville TN 37215, United States DESCRIPTION: LLC to hold personally owned rental properties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-15 |
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