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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-08-25 |
| KS | RA | APPROVED | 2002-10-02 |
Branch Locations
3401 College Blvd, Leawood, KS 66211 • United States
Stilwell, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Leawood | KS | 06/2002 | Present |
| Bank Of America, Na | Leawood | KS | 12/2009 | Present |
I*25703 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PHILCORP MANAGEMENT INVESTMENT RELATED: N ADDRESS OF BUSINESS: STILWELL, KANSAS NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OCCASIONALLY HAVE MANAGEMENT RESPONSIBILITY WHEN FATHER IS OUT OF TOWN. NOT INVESTMENT RELATED SEE ABOVE. OCCASIONAL MGMT DUTIES WHEN FATHER CAN'T PERFORM THEM. I*117707 For profit or not for profit: For-Profit Organization Name of outside business organization: NPV Capital Investment related: N Address of business: Overland Park, Kansas 66223 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 9/24/2018 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Family Real Estate Investing or related activities where I may be involved with the bill payment or some oversight of activities outside of regular market hours at Merrill Lynch. I*414549 For profit or not for profit: Entity For Profit Name of outside business organization: BOE Fabrication Investment related: N Address of business: Stilwell, Kansas, 66085 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 12/1/2010 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , BOE builds aftermarket and racing components for cars. I'm a limited partner.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-29 |
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