Wilbert Cole Wise

Principal Advised Services

CRD 4551752

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Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-07-13
IA	RA	APPROVED	2024-05-30

FL RA
APPROVED

Since 2024-07-13
IA RA
APPROVED

Since 2024-05-30

Branch Locations

Cape Coral, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Inc.	Charlotte	NC	01/2012	11/2016
Wells Fargo Clearing Services, Llc	Charlotte	NC	11/2016	05/2021
Principal Life Insurance Co	Charlotte	NC	05/2021	Present
Principal Securities Inc	Charlotte	NC	05/2021	Present
Principal Advised Services	Charlotte	NC	04/2024	Present

01/2012 → 11/2016

Wells Fargo Advisors, Inc.

Charlotte, NC
11/2016 → 05/2021

Wells Fargo Clearing Services, Llc

Charlotte, NC
05/2021 → Present

Principal Life Insurance Co

Charlotte, NC
05/2021 → Present

Principal Securities Inc

Charlotte, NC
04/2024 → Present

Principal Advised Services

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-05-30
S63	Uniform Securities Agent State Law Examination	2002-07-15

S65 Uniform Investment Adviser Law Examination

2024-05-30
S63 Uniform Securities Agent State Law Examination

2002-07-15

Other Names

Wilbert Cole Wise
Cole Wise

View on SEC IAPD

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