Best Investors Account Sign in

Eun Sun Shim

Ameriprise Financial Services, LLC

Schaumburg, IL

Chicago, IL

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-24
FL RA APPROVED 2018-07-10
IL RA APPROVED 2002-10-08
  • TX RA
    APPROVED_RES
    Since 2021-03-24
  • FL RA
    APPROVED
    Since 2018-07-10
  • IL RA
    APPROVED
    Since 2002-10-08

Branch Locations

1900 E Golf Rd Ste 1255, Schaumburg, IL 60173 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rosemont IL 12/1994 03/2020
Ameriprise Financial Services, Llc Schaumburg IL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; Commercial rental spaceAddress: 10, Toegye-ro 73-gil, Jung-gu, S, ,; Not Investment-Related; 09/15/2017.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-07
  • S66 Uniform Combined State Law Examination
    2002-10-07
Other Names
  • Eun Sun Shim

View on SEC IAPD

Other Firms

COX FINANCIAL GROUP, LTD.
CETERA INVESTMENT ADVISERS LLC
WORLD EQUITY GROUP, INC.
BANKERS LIFE ADVISORY SERVICES, INC.
MARINER INDEPENDENT
NAVARRO ASSET MANAGEMENT, LLC
ASCENTIS INDEPENDENT ADVISORS, LLC
EDWARD JONES

Other Investors

JOHN HERMAN COX
MICHAEL MYLES HARLAN
GREGORY ALLAN KATZMAN
MICHAEL JUDE MASCIOPINTO
CLAIRE MARIE KENT
Michael E Burdick
GEOFFREY THOMAS WHARTON
PAUL PHILLIP KACZMARCZYK

Other Offices

COX FINANCIAL GROUP, LTD. · SCHAUMBURG, IL
CETERA INVESTMENT ADVISERS LLC · SCHAUMBURG, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Schaumburg, IL
WORLD EQUITY GROUP, INC. · Schaumburg, IL
BANKERS LIFE ADVISORY SERVICES, INC. · Schaumburg, IL
BANKERS LIFE ADVISORY SERVICES, INC. · SCHAUMBURG, IL
MARINER INDEPENDENT · Schaumburg, IL
NAVARRO ASSET MANAGEMENT, LLC · SCHAUMBURG, IL

More in Schaumburg, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor