Kerwyn Neil Escayg

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2000 → 01/2018
  Ameriprise Financial Services, Inc.
  Webster, TX
• 03/2012 → 01/2018
  Escayg &Amp; Associates - Ameriprise Franchise Advisor
  Houston, TX
• 01/2018 → 02/2021
  N/A
  Houston, TX
• 03/2021 → 10/2021
  Thais Piotrowski &Amp; Assoc
  Boca Raton, FL
• 11/2021 → 03/2022
  Retired/Unemployed
  Houston, TX
• 03/2022 → Present
  Knj Wealth Management Group, Llc
  Houston, TX
• 10/2022 → 11/2024
  Pruco Securities Llc
  Houston, TX
• 04/2023 → Present
  The Prudential Insurance Company Of America
  Houston, TX
• 11/2024 → Present
  Lpl Enterprise, Llc
  Houston, TX

Previous Registrations

• 2023-01-20 → 2024-11-14
  Pruco Securities, Llc.
  Houston, TX
• 2022-04-27 → 2022-07-18
  Knj Wealth Management Group, Llc
  Houston, TX
• 2000-04-19 → 2018-01-19
  Ameriprise Financial Services, Llc
  Webster, TX
  Houston, TX
  Houston, TX

Other Businesses

1) 08/21/2024 - KNJ Wealth Management Group LLC - I market my LPL business under this name - DBA for LPL Business (entity for LPL business) - Inv Related - At Houston, TX - Start Date 03/25/2022 - 0hrs/mth - 0hrs/mth During Trading

Exams

• S66 Uniform Combined State Law Examination
  2023-03-25
• S65 Uniform Investment Adviser Law Examination
  2002-06-06
• S63 Uniform Securities Agent State Law Examination
  2000-04-18

Designations

• Certified Financial Planner