Collette Susan Mitchell

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2022-05-19

MN RA
APPROVED

Since 2022-05-19

Branch Locations

8300 Norman Center Drive Suite 230, Bloomington, MN 55437 • United States

Mound, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Bloomington	MN	03/2016	Present
Tiaa-Cref Individual & Institutional Services, Llc	Bloomington	MN	03/2016	Present

03/2016 → Present

Tiaa

Bloomington, MN
03/2016 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Bloomington, MN

Previous Registrations

2005-02-23 → 2016-04-13

Olson Investment Advisors, Llc

Seattle, WA
2002-05-15 → 2002-10-11

R & R Retirement Services, Inc

Seattle, WA

Other Businesses

CHARLEY BROWNS BACKBURNER CHILI POSITION: CEO NATURE: Selling dry chili spice and pre-packaged cooked chili. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/29/2018 ADDRESS: Home Address, Mound MN 55364, United States DESCRIPTION: CEO & President

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2003-01-02
S65	Uniform Investment Adviser Law Examination	2002-01-16

S63 Uniform Securities Agent State Law Examination

2003-01-02
S65 Uniform Investment Adviser Law Examination

2002-01-16

Other Names

Collette S Smith
Collette Susan Smith
Collette Susan Mitchell

View on SEC IAPD