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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-09-05
  • AL RA
    APPROVED
    Since 2025-09-05

Branch Locations

24 Lee St. N.E. Suite 107, Decatur, AL 35601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Decatur AL 02/2015 06/2025
C. Tod Smith Capital Investments, Inc. Decatur AL 06/2025 Present
Avantax Investment Services Inc. Decatur AL 07/2025 09/2025
Avantax Advisory Services Decatur AL 07/2025 09/2025
Avantax Insurance Agency, Llc Decatur AL 07/2025 09/2025
Fixed Index Annuities Decatur AL 06/2025 Present
C. Tod Smith Capital Investments, Inc. Decatur AL 06/2025 Present
Cetera Wealth Services, Llc Decatur AL 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 02/2015 → 06/2025
    Decatur, AL
  • 06/2025 → Present
    C. Tod Smith Capital Investments, Inc.
    Decatur, AL
  • 07/2025 → 09/2025
    Avantax Investment Services Inc.
    Decatur, AL
  • 07/2025 → 09/2025
    Avantax Advisory Services
    Decatur, AL
  • 07/2025 → 09/2025
    Avantax Insurance Agency, Llc
    Decatur, AL
  • 06/2025 → Present
    Fixed Index Annuities
    Decatur, AL
  • 06/2025 → Present
    C. Tod Smith Capital Investments, Inc.
    Decatur, AL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Decatur, AL
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2025-07-10 → 2025-09-05
    Avantax Advisory Services
    Decatur, AL
    Dallas, TX
  • 2015-02-12 → 2025-07-11
    Decatur, AL
    Cullman, AL
  • 2009-06-01 → 2015-02-27
    Decatur, AL
    Decatur, AL
    Huntsville, AL
  • 2007-12-04 → 2009-06-01
    Decatur, AL
  • 2005-07-28 → 2007-12-21
    A. G. Edwards & Sons, Inc.
    Florence, AL
    Florence, AL
Other Businesses

1) C. TOD SMITH CAPITAL INVESTMENTS, INC. POSITION: President NATURE: This business will offer retirement planning services, investment and financial services and along with insurance/annuity products within Avantax Insurance Agency and/or Avantax Insurance Services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 06/03/2025 ADDRESS: 24 Lee St. N.E., Ste. 107, Decatur AL 35601, United States DESCRIPTION: President of my corporation where I offer client and prospective client meetings to provide investment guidance, planning and products for the services mentioned above. In those meetings I will review investment performance, assess client risk and offer solutions through investments & product placement.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-27
S63 Uniform Securities Agent State Law Examination 2000-01-21
  • S66 Uniform Combined State Law Examination
    2005-08-27
  • S63 Uniform Securities Agent State Law Examination
    2000-01-21
Other Names
  • C Tod Smith
  • Tod Smith

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