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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-09-05 |
Branch Locations
24 Lee St. N.E. Suite 107, Decatur, AL 35601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Decatur | AL | 02/2015 | 06/2025 |
| C. Tod Smith Capital Investments, Inc. | Decatur | AL | 06/2025 | Present |
| Avantax Investment Services Inc. | Decatur | AL | 07/2025 | 09/2025 |
| Avantax Advisory Services | Decatur | AL | 07/2025 | 09/2025 |
| Avantax Insurance Agency, Llc | Decatur | AL | 07/2025 | 09/2025 |
| Fixed Index Annuities | Decatur | AL | 06/2025 | Present |
| C. Tod Smith Capital Investments, Inc. | Decatur | AL | 06/2025 | Present |
| Cetera Wealth Services, Llc | Decatur | AL | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) C. TOD SMITH CAPITAL INVESTMENTS, INC. POSITION: President NATURE: This business will offer retirement planning services, investment and financial services and along with insurance/annuity products within Avantax Insurance Agency and/or Avantax Insurance Services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 06/03/2025 ADDRESS: 24 Lee St. N.E., Ste. 107, Decatur AL 35601, United States DESCRIPTION: President of my corporation where I offer client and prospective client meetings to provide investment guidance, planning and products for the services mentioned above. In those meetings I will review investment performance, assess client risk and offer solutions through investments & product placement.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-21 |
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