Roy Howard Sefton

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2002 → Present
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 05/1996 → Present
  Sefton Accounting Associates
  Burton, MI

Other Businesses

(1) MCDONELL SEFTON BILLING ASSOCIATES INC., 1004 E MURPHY STREET,BAY CITY, MI 48706, NON-INVESTMENT RELATED, OFFICER, MEDICAL INSURANCE CLAIMS BILLING. FROM:11/15/2002. 5 HRS/WK. SECRETARY/TREASURER. MARKETING, ACCOUNTING AND TAX RETURN PREPARATION, 4 HRS. MO CONDUCTING THIS ACTIVITY. (2) SEFTON ACCOUNTING ASSOCIATES.PRESIDENT. ACCOUNTING AND TAX PREPARATION. FROM: 01/06/1999. TIME 40 HRS/WK. (3) BAKER TAX ACCOUNTING INC., 5220 W PASADENA AVENUE, FLUSHING, MI 48433, TAX PREPARATION/ACCOUNTING, NON-INVESTMENT-RELATED, EMPLOYEE, OFFICER, OWNER OR SHAREHOLDER, APPROX. 96 HRS. MO DURING TRADING. 4. Saginaw Valley Torch Club, 219 Washington Ave Saginaw, MI 48607. Board of Directors, Officer. Non-investment related, 1-20% time spent on activity during non-securities hrs. 5. Sunset Equity Management, LLC, Commercial Property Management, Owner, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-12-04
• S66 Uniform Combined State Law Examination
  2002-09-30