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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-10-31
WA RA APPROVED 2019-05-14
  • MD RA
    APPROVED
    Since 2024-10-31
  • WA RA
    APPROVED
    Since 2019-05-14

Branch Locations

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Insurance Gig Harbor WA 03/2013 10/2024
State Farm Vp Management Corp Gig Harbor WA 03/2013 10/2024
State Farm Investment Management Corp Gig Harbor WA 05/2019 10/2024
State Farm Insurance Annapolis MD 10/2024 Present
State Farm Vp Management Corp Annapolis MD 10/2024 Present
State Farm Investment Management Corp Annapolis MD 10/2024 Present
  • 03/2013 → 10/2024
    State Farm Insurance
    Gig Harbor, WA
  • 03/2013 → 10/2024
    State Farm Vp Management Corp
    Gig Harbor, WA
  • 05/2019 → 10/2024
    Gig Harbor, WA
  • 10/2024 → Present
    State Farm Insurance
    Annapolis, MD
  • 10/2024 → Present
    State Farm Vp Management Corp
    Annapolis, MD
  • 10/2024 → Present
    Annapolis, MD
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-05-10
  • S63 Uniform Securities Agent State Law Examination
    2013-05-10
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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