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318 Roanoke Ave, Riverhead, NY 11901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services, Inc. | Riverhead | NY | 04/2011 | 10/2024 |
| East End Financial Group, Inc. | Riverhead | NY | 04/2011 | Present |
| Osaic Wealth, Inc. | Riverhead | NY | 10/2024 | Present |
1. Mary B. LaFemina is dually-registered as an investment advisor representative ("IAR") with East End Financial Group, Inc. ("EEFG") and as a registered representative ("RR") with American Portfolios Financial Services, Inc. ("APFS"). Ms. LaFemina spends approximately 90% of her business time providing services through EEFG and the the balance with APFS. Ms. LaFemina is a licensed insurance agent through Kosinski Associates, Inc. ("KAI"), Non-Investment Related. 2. EAST END FINANCIAL GROUP, INC. POSITION: Investment Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 01/01/2024 ADDRESS: 318 Roanoke Ave, Riverhead NY 11901, United States DESCRIPTION: Meet with Client, review portfolios, goals and objectives. Invest Assets 3. KOSINSKI ASSOCIATES, INC. POSITION: Operations NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 136 SECURITIES TRADING HOURS: 136 START DATE: 04/11/2011 ADDRESS: 318 Roanoke Ave, Riverhead NY 11901, United States DESCRIPTION: Operations for the investment brokerage portion of business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-02 |
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