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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-09-18
OR RA APPROVED 2013-02-13
  • TX RA
    APPROVED
    Since 2015-09-18
  • OR RA
    APPROVED
    Since 2013-02-13

Branch Locations

10151 Se Sunnyside Rd, Ste 380, Clackamas, OR 97015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Clackamas OR 06/2002 Present
Other Businesses

1. 7/22/2020 - One River Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/01/2020 - 173 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-11
S63 Uniform Securities Agent State Law Examination 2010-06-07
  • S66 Uniform Combined State Law Examination
    2013-02-11
  • S63 Uniform Securities Agent State Law Examination
    2010-06-07
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Clackamas, OR

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