Mark Nichol

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1996 → 04/2017
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 06/2002 → 04/2017
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 02/2018 → 03/2019
  Thrivent Investment Management Inc
  Oak Creek, WI
• 04/2017 → 02/2018
  Unemployed
  Oak Creek, WI
• 03/2018 → 07/2018
  Thrivent Financial
  Appleton, WI
• 07/2018 → 03/2019
  Thrivent Financial
  Appleton, WI
• 04/2019 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 04/2019 → 12/2021
  Equitable Advisors, Llc
  New York, NY
• 12/2021 → Present
  Fidelity Investments
  Oak Creek, WI
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2022-02-10 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Oak Creek, WI
  Westlake, TX
• 2019-04-11 → 2021-12-23
  Equitable Advisors, Llc
  Milwaukee, WI
• 2018-05-04 → 2019-04-02
  Thrivent Investment Management Inc.
  Oak Creek, WI
  Madison, WI

Exams

• S66 Uniform Combined State Law Examination
  2018-05-03

Other Names

• Mark E Nichol
• Mark Nichol
• Mark Edward Nichol