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915 Highland Pointe, Suite 250, Roseville, CA 95678 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-05-30 |
Branch Locations
915 Highland Pointe, Suite 250, Roseville, CA 95678 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advent Capital Llc | Roseville | CA | 03/2013 | Present |
Mikus Mergups is individually licensed as a Life/Health insurance agent in California since 2006. This business is conducted outside of Advent Capital LLC and typically outside of regular trading hours. From time to time, he may offer clients advice or products from those activities. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Mikus Mergups spends an average of less than 1 hour per year engaging in any insurance-related activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-12 |
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