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Tracee Linn Schraeder

Stifel, Nicolaus & Company, Incorporated

Mooresville, NC

Newport Beach, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-09
CA RA APPROVED 2024-08-29
TX RA APPROVED 2024-08-28
  • NC RA
    APPROVED
    Since 2026-04-09
  • CA RA
    APPROVED
    Since 2024-08-29
  • TX RA
    APPROVED
    Since 2024-08-28

Branch Locations

Mooresville, NC • United States

520 Newport Center Drive Suite 1500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Newport Beach CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Newport Beach CA 11/2016 08/2024
Stifel, Nicolaus & Company, Incorporated Newport Beach CA 08/2024 Present
Previous Registrations
  • 2003-07-01 → 2024-09-04
    Wells Fargo Clearing Services, Llc
    Newport Beach, CA
    Newport Beach, CA
  • 2000-03-01 → 2003-07-01
    Prudential Equity Group, Llc
    Newport Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-23
S63 Uniform Securities Agent State Law Examination 2000-01-20
  • S65 Uniform Investment Adviser Law Examination
    2000-02-23
  • S63 Uniform Securities Agent State Law Examination
    2000-01-20
Designations
Other Names
  • Tracee Linn Schraeder
  • Tracee Linn Brown

View on SEC IAPD

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Other Investors

JEFFREY JOHN BULGER
Kimberley B Foster
JOSHUA EVAN MCNEIL
ROBERT M PALMER
Angelique R Harris
Roy Enoch Boone
Monika MacManus Moore
RAYMOND HALSTEAD

Other Offices

TRUIST ADVISORY SERVICES, INC. · MOORESVILLE, NC
EDWARD JONES · MOORESVILLE, NC
CETERA INVESTMENT ADVISERS LLC · MOORESVILLE, NC
VIRTUE CAPITAL MANAGEMENT, LLC · MOORESVILLE, NC
CASTLE WEALTH GROUP · MOORESVILLE, NC
MML INVESTORS SERVICES, LLC · Mooresville, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MOORESVILLE, NC
J.P. MORGAN SECURITIES LLC · Mooresville , NC

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