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Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED_RES 2020-04-16
  • CA RA
    APPROVED_RES
    Since 2020-04-16

Branch Locations

8483 Douglas Plaza Dr. Ste 120, Granite Bay, CA 95746 • United States

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Roseville CA 06/2002 06/2017
Nylife Securities Inc Roseville CA 06/2002 06/2017
Lifetime Financial & Insurance Services Roseville CA 03/2017 06/2017
Sowell Management North Little Rock AR 04/2020 Present
Solera Asset Managers Roseville CA 07/2017 Present
  • 06/2002 → 06/2017
    New York Life Insurance Company
    Roseville, CA
  • 06/2002 → 06/2017
    Nylife Securities Inc
    Roseville, CA
  • 03/2017 → 06/2017
    Lifetime Financial & Insurance Services
    Roseville, CA
  • 04/2020 → Present
    North Little Rock, AR
  • 07/2017 → Present
    Solera Asset Managers
    Roseville, CA
Previous Registrations
  • 2017-11-29 → 2020-09-16
    Solera Asset Managers, Llc
    North Little Rock, AR
Other Businesses

APPOINTED TO VARIOUS OUTSIDE INSURANCE COMPANIES FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-07-31
  • S63 Uniform Securities Agent State Law Examination
    2003-07-31

View on SEC IAPD

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