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Michael Hans Windisch

Mml Investors Services, LLC

Chicago, IL

Long Beach, IN

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-05-29
TX RA APPROVED_RES 2022-01-19
IL RA APPROVED 2014-01-28
  • IN RA
    APPROVED
    Since 2024-05-29
  • TX RA
    APPROVED_RES
    Since 2022-01-19
  • IL RA
    APPROVED
    Since 2014-01-28

Branch Locations

30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States

Long Beach, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Chicago IL 01/2014 Present
Massmutual Life Insurance Co Chicago IL 01/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-23
S63 Uniform Securities Agent State Law Examination 2005-06-11
  • S66 Uniform Combined State Law Examination
    2009-06-23
  • S63 Uniform Securities Agent State Law Examination
    2005-06-11

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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