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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-23
AL RA APPROVED 2025-10-29
VT RA APPROVED 2025-10-29
NC RA APPROVED 2025-07-21
  • TX RA
    APPROVED
    Since 2026-01-23
  • AL RA
    APPROVED
    Since 2025-10-29
  • VT RA
    APPROVED
    Since 2025-10-29
  • NC RA
    APPROVED
    Since 2025-07-21

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Mint Hill, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 08/2006 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-16
  • S66 Uniform Combined State Law Examination
    2006-11-16
Designations
Other Names
  • Misi Simms

View on SEC IAPD

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