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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-21 |
| CT | RA | APPROVED | 2007-03-01 |
Branch Locations
250 State St Unit E1, North Haven, CT 06473-2182 • United States
Killingworth, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Woodbridge | CT | 11/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | North Haven | CT | 03/2020 | Present |
Board of Directors; Haddam Killingworth Little League; Secretary; 11 Jail Hill Rd, , Haddam, CT, 6422; Not Investment-Related; 02/01/2020; 1 to 9 hours per month; 0 during trading hours / Youth and Family Services of Haddam Killingworth; Board Member; PO Box 432, , Higganum, CT, 06441; Not Investment-Related; 06/09/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Brandrew, LLC; Associate Financial Advisor; Manage advisory business; 250 State St, , North Haven, CT, 06473; Investment-Related; 08/05/2008; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-28 |
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