Kenneth W Gallagher

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2002 → 12/2024
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 06/2002 → 12/2024
  Northwestern Mutual Investment Services
  Newport Beach, CA
• 06/2015 → 12/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 12/2024 → Present
  Commonwealth Financial Network
  San Diego, CA
• 12/2024 → Present
  Duthie & Gallagher Wealth Management
  Chino Hills, CA

Previous Registrations

• 2006-01-18 → 2016-09-14
  Northwestern Mutual Investment Services, Llc
  Irvine, CA
  Newport Beach, CA
  Orange, CA
  Irvine, CA
  Anaheim, CA

Other Businesses

1. Fixed insurance sales; as of 12/10/2024; 40% of time spent during business hours; Conducted at branch location; Investment related. 2. Trustee, The Gallagher Family Trust, an entity created for the purpose of buying and managing residential real estate in Chino, Corona, Chino Hills, Winchester, Rancho Mirage, CA & Boise, ID; as of 11/21/2017; 1% of time spent during business hours; Not Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-22
• S63 Uniform Securities Agent State Law Examination
  2002-08-08

Designations

• Certified Financial Planner

Other Names

• Kenneth Wayne Gallagher
• Ken W Gallagher