Sean Aloysius Bergin

Current Employers

Employment History

• 05/2009 → 12/2020
  Bergin & Co., Llc
  Conshohocken, PA
• 03/2020 → 01/2025
  Morgan Stanley Smith Barney Llc
  Blue Bell, PA
• 05/2020 → 01/2025
  Morgan Stanley Private Bank, N.A
  New York, NY
• 04/2009 → 12/2020
  Ironview Capital Management Llc
  King Of Prussia, PA
• 01/2025 → Present
  Rockefeller Financial Llc
  Conshohocken, PA
• 01/2025 → Present
  Rockefeller Capital Management
  Conshohocken, PA
• 05/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2020-03-06 → 2025-02-06
  Morgan Stanley
  Blue Bell, PA
• 2009-06-18 → 2020-12-22
  Ironview Capital Management, Llc
  Conshohocken, PA
• 2009-03-13 → 2014-07-22
  Citrin Cooperman Wealth Management, Lp
  New York, NY
• 2003-10-09 → 2008-12-31
  Ymsr Advisors, Inc.
  Philadelphia, PA

Other Businesses

1. *402448 - Midleton Partners LLC; Investment Related - Yes; King of Prussia, PA; Independence Underwriting Partners LLC (IUP); Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Jan 2018; During Business Hours: 0; After Business Hours: 0; Passive investor - the LLC is just a vehicle to be a passive minority owner of IUP. 2. *402637 - Ironview Equity Partners; Investment related Yes; King of Prussia, PA; Private Equity Fund of Funds; Investor, Partner (proprietor, partner, officer, director, employee, trustee, agent); September 2016; During business hours: 0; After business hours: 0.

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-03-16
• S66 Uniform Combined State Law Examination
  2002-09-18