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Nicholas Edward Polyak

Bok Financial Securities, Inc.

Houston, TX

Plano, TX

Tulsa, OK

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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-04-17
  • TX RA
    APPROVED
    Since 2009-04-17

Branch Locations

1401 Mckinney St. 10Th & 11Th Fls., Houston, TX 77010 • United States

5601 Granite Parkway Stes. 400 & 1300, Plano, TX 75024 • United States

One Williams Center, Tulsa, OK 74172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Plano TX 08/2007 Present
Bokf, Na Plano TX 08/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-12
S63 Uniform Securities Agent State Law Examination 2007-09-14
S66 Uniform Combined State Law Examination 2006-10-04
  • S65 Uniform Investment Adviser Law Examination
    2007-10-12
  • S63 Uniform Securities Agent State Law Examination
    2007-09-14
  • S66 Uniform Combined State Law Examination
    2006-10-04

View on SEC IAPD

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