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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-28 |
| NY | RA | APPROVED | 2021-05-13 |
| MA | RA | APPROVED | 2018-12-14 |
Branch Locations
One Orange Way B1S, Windsor, CT 06095 • United States
Saratoga Springs, NY • United States
125 Wolf Rd, Suite 402, Albany, NY 12205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Saratoga Springs | NY | 09/2014 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 40 NEWTON AVE; SARATOGA SPRINGS; NY; 12866; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 12/3/2010; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Empire State Wealth Management LLC; Yes; 40 Newton Ave; Saratoga Springs; NY; 12866; Financial Services/dba; Owner; 1/15/2020; 160; 160; Sale and Service Insurance, Securities and Investment Products.|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-21 |
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