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706 N Main St, Ofallon, MO 63366 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-01-05 |
Branch Locations
706 N Main St, Ofallon, MO 63366 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Army Reserve | Los Alamitos | CA | 03/1996 | Present |
| Minnesota Life | St. Paul | MN | 05/2014 | 08/2020 |
| Securian Financial Services Inc. | St. Paul | MN | 07/2020 | 09/2020 |
| Lpl Financial Llc | San Mateo | CA | 08/2020 | 12/2022 |
| Core Planning | Saint Louis | MO | 12/2022 | Present |
| Jackson & Jackson Insurance Agents & Brokers | San Dimas | CA | 03/2023 | Present |
| Mcqueen Kalligan Insurance Services | San Diego | CA | 04/2022 | Present |
1) US Army Reserve; Not Investment Related: 1891 Gettysburg Drive, Los Alamitos, CA 93440; Military; Platoon Sergeant; Start Date - 03/01/1996; 2) McQueen Kalligan Insurance Services; Not Investment Related; 1455 Frazee Road, # 500, Sa Diego CA 92108; Non-Variable Insurance; Agent; Start Date - 04/26/2022; 5 hours per month; 5 hours per month during securities trading hours; Insurance Agent. 3) Jackson & Jackson Insurance Agents & Brokers; Not Investment Related; 302 E. Foothilll Blvd., San Dimas, CA 91773; Insurance; Insurance Agent; Start Date - 03/22/2023; 20 hours per month; 10 hours per month during securities trading hours; Insurance Agent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-25 |
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