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United Capital Financial Advisors CRD 134600
$24.6B regulatory AUM 160 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-12 |
Branch Locations
1450 Lake Robbins Dr Ste 400, The Woodlands, TX 77380 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Girard Securities | The Woodlands | TX | 12/2014 | 11/2017 |
| United Capital | The Woodlands | TX | 12/2014 | 07/2019 |
| Cetera Advisor Networks Llc | The Woodlands | TX | 11/2017 | 07/2019 |
| Woodland Springs Behavioral Health Hospital | Conroe | TX | 01/2020 | 04/2020 |
| Unemployed | Huntsville | TX | 07/2019 | 01/2020 |
| Sagepoint Financial, Inc. | The Woodlands | TX | 04/2020 | 09/2023 |
| Osaic Wealth, Inc. | The Woodlands | TX | 09/2023 | 06/2024 |
| United Capital Financial Advisors, Llc | The Woodlands | TX | 06/2024 | Present |
1. SANDERS ELECTRICAL SERVICES POSITION: Co-Owner/ Book Keeper NATURE: BUSINESS OWNERSHIP: SANDERS ELECTRICAL SERVICES, CO-OWNER,RESIDENTIAL AND COMMERCIAL ELECTRICAL,125 JOHNSON ROAD HUNTSVILLE TX 77320, $0, 1-9 HR/MO. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2016 ADDRESS: 125 Johnson Road, Huntsville TX 77320, United States DESCRIPTION: Preparingand sendinginvoices Ordering Electrical supplies 2. NO ASSUMED NAME POSITION: Owner/ landlord NATURE: Single Family home rental property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2010 ADDRESS: 125 Johnson Road, Huntsville TX 77320, United States DESCRIPTION: Advertise rental space Interview potential tenants Collect Rent from tenants Maintain property Coordinate work for property maintenance when needed
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-04 |
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