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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-02 |
| CA | RA | APPROVED | 2012-04-05 |
Branch Locations
400 Capitol Mall Ste 1700 [Kd-Rbo], Sacramento, CA 95814 • United States
Sacramento, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Sacramento | CA | 04/2012 | Present |
| Wells Fargo Advisors, Llc | Sacramento | CA | 04/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, SACRAMENTO, CA, 100% OWNERSHIP WITH SPOUSE, START 4/1/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. DOUG NORTON PHOTOGRAPHY, NOT INV RELATED, SACRAMENTO, CA, 100% OWNERSHIP, START 1/18/2018, 10 HOURS PER MONTH, ZERO DURING TRADING, PHOTOGRAPHER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-19 |
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