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Sylvia Garcia

Raymond James & Associates, Inc.

Beverly Hills, CA

Pasadena, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-12
TX RA APPROVED 2026-05-12
  • CA RA
    APPROVED
    Since 2026-05-12
  • TX RA
    APPROVED
    Since 2026-05-12

Branch Locations

9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States

301 N Lake Blvd Ste 1150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Beverly Hills CA 03/2004 05/2026
City National Securities, Inc. Beverly Hills CA 03/2004 05/2026
Raymond James & Associates, Inc Pasadena CA 05/2026 Present
  • 03/2004 → 05/2026
    City National Bank
    Beverly Hills, CA
  • 03/2004 → 05/2026
    City National Securities, Inc.
    Beverly Hills, CA
  • 05/2026 → Present
    Raymond James & Associates, Inc
    Pasadena, CA
Previous Registrations
  • 2011-05-13 → 2026-06-09
    Rbc Securities, Inc
    West Hollywood, CA
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
    Long Beach, CA
    Los Angeles, CA
    Beverly Hills, CA
    Long Beach, CA
    Beverly Hills, CA
    Los Angeles, CA
  • 2003-01-17 → 2003-09-25
    Morgan Stanley Dw Inc.
    Torrance, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-06
  • S66 Uniform Combined State Law Examination
    2011-05-06

View on SEC IAPD

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