Christopher Michael Toscano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2024-10-24
FL	RA	APPROVED	2022-08-11
TX	RA	APPROVED	2015-10-01
IL	RA	APPROVED	2009-08-24

RI RA
APPROVED

Since 2024-10-24
FL RA
APPROVED

Since 2022-08-11
TX RA
APPROVED

Since 2015-10-01
IL RA
APPROVED

Since 2009-08-24

Branch Locations

Palm Harbor, FL • United States

85 Beach St #11, Westerly, RI 02891 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Lombard	IL	08/2009	Present

08/2009 → Present

Lpl Financial Llc

Lombard, IL

Previous Registrations

2004-11-18 → 2009-08-31

Ameriprise Financial Services, Llc

Chicago, IL

Glendale, CA

Irvine, CA

Other Businesses

1. 8/5/2009: Auquitas Dynamic Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/13/2016: McNamara & Toscano Tax Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 01/13/2016 - 20 Hours Per Month During Securities Trading - Preparing tax returns. 3. 01/24/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Practice Acquisition - Start Date 01/01/2018 - 40 Hours Per Month/40 During Securities Trading. 4. 12/19/2022 - No Business Name - Investment Related - Lombard IL 60148 - Real Estate Rental - Start Date - 12/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-21

S66 Uniform Combined State Law Examination

2002-09-21

Designations

Certified Financial Planner

View on SEC IAPD