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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msi Financial Services, Inc. | Bloomginton | IN | 01/2015 | 03/2017 |
| Innovative Financial Solutions, Inc. | Palm Coast | FL | 04/2012 | Present |
| Ifs Planning Strategies, Llc | Bloomington | IN | 04/2012 | 10/2019 |
| Mml Investors Services, Llc | Bloomington | IN | 03/2017 | 08/2018 |
| Commonwealth Financial Network | Waltham | MA | 08/2018 | Present |
1. Secretary, Treasurer, and Part Owner, Innovative Financial Solutions, Inc. , a private entity established to facilitate securities and insurance business; As of March 2008; Approximately 2% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Fixed insurance sales; As of March 2008; Approximately 2% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Co-Owner and Managing Member, 357 Winslow, LLC, a private entity established for the purpose of owning and managing a commercial office property located in Bloomington, IN; As of 08/10/2018; Approximately 2% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-24 |
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