Scott Mason Fitzgerald

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 11/2018
  The Leaders Group Inc
  Littleton, CO
• 01/2010 → 11/2018
  Capitas Financial Llc/Pinnacel
  Jacksonville, FL
• 03/2008 → 11/2018
  Strategic Fin'L Mgmt Llc
  Evans, GA
• 11/2018 → Present
  Cwm, Llc
  Omaha, NE
• 12/2013 → 12/2021
  Dba Epic Ultimate Results, Ursec, Llc
  Augusta, GA
• 10/2004 → Present
  Strategic Financial Management, Llc
  Augusta, GA
• 01/2010 → 10/2021
  Pinnacle Insurance And Financial Services, Llc
  Jacksonville, FL
• 11/2018 → 11/2019
  Cetera Advisor Networks
  El Segundo, CA

Previous Registrations

• 2018-11-13 → 2019-11-07
  Cetera Wealth Services, Llc
  Augusta, GA
  Augusta, GA
  El Segundo, CA
• 2010-01-26 → 2018-11-13
  Tlg Advisors, Inc.
  Evans, GA
  Summit, NJ
  Augusta, GA
• 2003-03-17 → 2010-02-02
  Pruco Securities, Llc.
  Augusta, GA
  Marietta, GA
  Atlanta, GA
  Martinez, GA
  Evans, GA
  Atlanta, GA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/2018 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: BOARD OF FELLOWSHIP OF CHRISTIAN ATHLETES INVESTMENT RELATED: NO ADDRESS: 3203 WASHINGTON ROAD, AUGUSTA, GA 30907 NATURE OF BUSINESS: CHRISTIAN BASED ATHLETE MINISTRY START DATE: 1/2008 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER SINCE 2007 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER 3. NAME OF OTHER BUSINESS: TRUSTEE SERVICES INVESTMENT RELATED: NO ADDRESS: 1005 HALALI SPRINGS ROAD, EVANS, GA, 30809 NATURE OF BUSINESS: PROVIDE TRUSTEE SERVICES FOR SISTER FOR HER TRUST THAT WAS SET UP BY MOTHER START DATE: 2013 POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: LESS THAN AN HOUR APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: INVEST ASSETS, TAKE CARE OF ANY ACCOUNTING OR LEGAL BILLS OR SERVICES. DISBURSE CASH WHEN CALLED FOR BY THE TRUST DIRECTLY TO MY SISTER OR TO PAY ABOVE SERVICES 4. NAME OF BUSINESS: BELMONT LAND CLUB, LLC NATURE: RECREATIONAL HUNTING CLUB START: 6/1/2021 POSITION: MEMBER APPX. HRS/MONTH: 1 % APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: MEMBER RESPONSIBILITIES 5. NAME OF BUSINESS: Golden Harvest Food Bank NATURE: Food Bank START: 1/3/2022 POSITION: Board Member APPX. HRS/MONTH: 3 % APPX HRS/MONTH DURING TRADING HOURS: 5 DUTIES: Attend meetings. Do charity work. Help raise money for ongoing projects, monthly expenses. 6. NAME OF BUSINESS: Scott M. Fitzgerald, LLC NATURE: LLC for tax purposes START: 7/4/2022 POSITION: Owner APPX. HRS/MONTH: 5 % APPX HRS/MONTH DURING TRADING HOURS: 5 DUTIES: Maintain deposits and withdrawals from personal LLC for tax purposes. 7. NAME OF BUSINESS: Fitzgerald and Sullivan Real Estate, LLC NATURE: Real Estate START: 1/11/2023 POSITION: Organizer APPX. HRS/MONTH: 1 % APPX HRS/MONTH DURING TRADING HOURS: 1 DUTIES: Collect rents and write checks to partners at year end.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-30
• S63 Uniform Securities Agent State Law Examination
  2002-07-11

Designations

• Certified Financial Planner