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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2016-05-12 |
Branch Locations
250 E 96Th St Ste 580, Indianapolis, IN 46240 • United States
Carmel, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Indianapolis | IN | 05/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Carmel | IN | 03/2020 | Present |
Board of Directors; Indy Titans Baseball; Board Member; 733 E. Main Street, , Westfield, IN, 46074; Not Investment-Related; 08/01/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Guerin Catholic High School; Coach; High School Baseball Coach; 15300 Gray Road, , Noblesville, IN, 46062; Not Investment-Related; 03/30/2026; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-05-17 |
| S65 | Uniform Investment Adviser Law Examination | 2004-01-08 |
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