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Matthew Albert Yerkes

Shea Financial Advisors

New Richmond, OH

Norwalk, CT

CRD 4547403

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Employer firm

Shea Financial Advisors CRD 125606

$119M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Shea Financial Advisors

Norwalk, CT • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-02-23
  • OH RA
    APPROVED
    Since 2015-02-23

Branch Locations

New Richmond, OH • United States

Norwalk, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shea Financial Advisors New Canaan CT 01/2015 Present
Previous Registrations
  • 2012-10-01 → 2014-12-31
    Ritter Daniher Financial Advisory Llc
    Cincinnati, OH
    Cincinnati, OH
  • 2000-02-28 → 2012-10-01
    Yerkes Financial Advisors, Inc.
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-17
Other Names
  • Matt Yerkes

View on SEC IAPD

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