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Christina Takako Bauer-Dobias

Tiaa-Cref Individual & Institutional Services, LLC

Melville, NY

Kings Park, NY

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-27
  • NY RA
    APPROVED
    Since 2024-02-27

Branch Locations

58 South Service Road Suite 305, Melville, NY 11747 • United States

Kings Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Healthcare Community Securities Corporation Rensselaer NY 10/2014 01/2024
Tiaa Melville NY 02/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc Melville NY 02/2024 Present
Previous Registrations
  • 2014-10-10 → 2024-02-01
    Healthcare Community Securities Corp.
    Rensselaer, NY
    Melville, NY
    Rensselaer, NY
    Kings Park, NY
  • 2013-07-15 → 2014-10-17
    Cammack Retirement Group
    Wellesley, MA
  • 2004-09-28 → 2013-06-06
    Osaic Fa, Inc.
    Fort Wayne, IN
    Albuquerque, NM
    Edgewater, NJ
    New York, NY
  • 2002-08-23 → 2003-09-05
    Morgan Stanley Dw Inc.
    Albuquerque, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-21
  • S66 Uniform Combined State Law Examination
    2002-08-21
Other Names
  • Tina Takako Dobias
  • Christina Takako Dobias
  • Tina Takako Bauer-Dobias

View on SEC IAPD

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