John K. Forbes

Current Employers

Dffa, Llc

Mentor, OH • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2016-09-14

OH RA
APPROVED

Since 2016-09-14

Branch Locations

Mentor, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dffa, Llc.	Mentor	OH	02/2012	Present
Hw&Co. Cpas	Mentor	OH	08/2015	Present

02/2012 → Present

Dffa, Llc.

Mentor, OH
08/2015 → Present

Hw&Co. Cpas

Mentor, OH

Previous Registrations

2001-03-02 → 2016-07-18

Deimling Forbes Financial Advisors, Inc

Mentor, OH

Other Businesses

A PARTNER WITH HW&Co., A NON-INVESTMENT RELATED CPA FIRM, WORKING 160 HOURS PER MONTH. Mr. Forbes is also a partner in ABS Investment real property partnership, working 2-5 hour per month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-01-29

S65 Uniform Investment Adviser Law Examination

2001-01-29

View on SEC IAPD