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Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2019-08-22
CO RA APPROVED 2019-08-15
  • UT RA
    APPROVED
    Since 2019-08-22
  • CO RA
    APPROVED
    Since 2019-08-15

Branch Locations

321 N Mall Dr Bldg R, St George, UT 84790 • United States

425 Wilcox St #120, Castle Rock, CO 80104 • United States

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc El Segundo CA 01/2013 08/2019
Fireside Retirement Strategies, Inc Greenwood Village CO 05/2015 Present
Ifp Securities, Llc Tampa FL 08/2019 Present
Independent Financial Partners Tampa FL 08/2019 Present
  • 01/2013 → 08/2019
    Cetera Advisors Llc
    El Segundo, CA
  • 05/2015 → Present
    Fireside Retirement Strategies, Inc
    Greenwood Village, CO
  • 08/2019 → Present
    Ifp Securities, Llc
    Tampa, FL
  • 08/2019 → Present
    Tampa, FL
Previous Registrations
  • 2012-08-22 → 2019-08-26
    Cetera Advisors Llc
    Boulder, CO
    Greenwood Village, CO
    Greenwood Village, CO
    Greenwood Village, CO
    Boulder, CO
    Greenwood Village, CO
    Boulder, CO
  • 2006-03-29 → 2012-09-07
    Lafayette, CO
    Boulder, CO
Other Businesses

(1) NIELSON WEALTH MANAGEMENT GROUP, DBA FOR SECURITIES BUSINESS AND FIXED INSURANCE, SAME AS OFFICE ADDRESS. (2) Fixed Insurance w/Various; Fixed Insurance - Life, Long Term Care, Fixed Annuity; Investment Related; 6635 S Dayton St # 300, Greenwood Village, CO 80111; Agent; Research, solicit and sell fixed insurance products to clients; Start 1/2/2009; 5 hr/mo, 5 hrs/mo during trading. (3) Fireside Retirement Strategies Inc. DBA - Retirement Income Group; Fixed Insurance; Investment Related; 6635 S. Dayton St #300, Greenwood Village, CO 80111; AFMO received compensation overrides from insurance products sales from Financial Independence Group (FIG); Files tax returns and managed banking accounts; Start 5/1/2015; 2 hr/mo, 0 during trading. (4) Rental Property; Real Estate; Non-investment related; 6635 S. Dayton St, #300, Greenwood Village, CO 80111; Office Condo Rental; Owner; Oversee rental, collect and deposit rent check; Start 9/1/2018' 1 hr/mo, 0 during trading. (5) Retirement Income Group-Not investment related- 6635 S. Dayton St #300 Greenwood Village CO 80111-AFMO which receives compensation overrides from insurance product sales from Financial Independence Group (FIG)-Owner-May 13, 2020-1hr /month-1hr during trading hours (6) Baker CPAs - not securities related - 425 Wilcox St #120 - Tax Preparation and Planning - Consultant - start date Feb. 1, 2025 - 3 hours/month - 3 hours/month during trading - I will provide tax planning advise to clients and also tax preparation under supervision of Seth Baker CPA (7) Summit Tax Strategy and Planning - not investment related - 2760 Deerfoot Way Castle Rock 80109 - Employee - Start 01/22/2026 - 10 hours/month - 2 hours/month during trading - Tax Preparation and filing and tax planning

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-28
S63 Uniform Securities Agent State Law Examination 2002-08-09
  • S65 Uniform Investment Adviser Law Examination
    2006-03-28
  • S63 Uniform Securities Agent State Law Examination
    2002-08-09
Designations
Other Names
  • Mike Nielson

View on SEC IAPD

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