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3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2019-08-22 |
| CO | RA | APPROVED | 2019-08-15 |
Branch Locations
321 N Mall Dr Bldg R, St George, UT 84790 • United States
425 Wilcox St #120, Castle Rock, CO 80104 • United States
3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | El Segundo | CA | 01/2013 | 08/2019 |
| Fireside Retirement Strategies, Inc | Greenwood Village | CO | 05/2015 | Present |
| Ifp Securities, Llc | Tampa | FL | 08/2019 | Present |
| Independent Financial Partners | Tampa | FL | 08/2019 | Present |
(1) NIELSON WEALTH MANAGEMENT GROUP, DBA FOR SECURITIES BUSINESS AND FIXED INSURANCE, SAME AS OFFICE ADDRESS. (2) Fixed Insurance w/Various; Fixed Insurance - Life, Long Term Care, Fixed Annuity; Investment Related; 6635 S Dayton St # 300, Greenwood Village, CO 80111; Agent; Research, solicit and sell fixed insurance products to clients; Start 1/2/2009; 5 hr/mo, 5 hrs/mo during trading. (3) Fireside Retirement Strategies Inc. DBA - Retirement Income Group; Fixed Insurance; Investment Related; 6635 S. Dayton St #300, Greenwood Village, CO 80111; AFMO received compensation overrides from insurance products sales from Financial Independence Group (FIG); Files tax returns and managed banking accounts; Start 5/1/2015; 2 hr/mo, 0 during trading. (4) Rental Property; Real Estate; Non-investment related; 6635 S. Dayton St, #300, Greenwood Village, CO 80111; Office Condo Rental; Owner; Oversee rental, collect and deposit rent check; Start 9/1/2018' 1 hr/mo, 0 during trading. (5) Retirement Income Group-Not investment related- 6635 S. Dayton St #300 Greenwood Village CO 80111-AFMO which receives compensation overrides from insurance product sales from Financial Independence Group (FIG)-Owner-May 13, 2020-1hr /month-1hr during trading hours (6) Baker CPAs - not securities related - 425 Wilcox St #120 - Tax Preparation and Planning - Consultant - start date Feb. 1, 2025 - 3 hours/month - 3 hours/month during trading - I will provide tax planning advise to clients and also tax preparation under supervision of Seth Baker CPA (7) Summit Tax Strategy and Planning - not investment related - 2760 Deerfoot Way Castle Rock 80109 - Employee - Start 01/22/2026 - 10 hours/month - 2 hours/month during trading - Tax Preparation and filing and tax planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-09 |
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