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Current Employers
Collins/Moody Financial Services, L.L.C.

455 Newton Bridge Road, Athens, GA 30607-1141 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-30
GA RA APPROVED 2005-02-07
  • TX RA
    APPROVED_RES
    Since 2019-04-30
  • GA RA
    APPROVED
    Since 2005-02-07

Branch Locations

455 Newton Bridge Road, Athens, GA 30607 • United States

455 Newton Bridge Road, Athens, GA 30607-1141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Collins/Moody Financial Services, Llc Athens GA 11/2001 Present
Collins/Moody & Company, Pc Athens GA 10/1980 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-04
  • S65 Uniform Investment Adviser Law Examination
    2002-02-04

View on SEC IAPD

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