Michael Thomas Gill

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 12/2018
  Securities America, Inc
  New York, NY
• 10/2012 → 12/2018
  United Advisors
  New York, NY
• 01/2019 → 01/2021
  National Securities Corp
  New York, NY
• 01/2019 → 01/2021
  National Asset Management
  New York, NY
• 02/2021 → 10/2023
  Lpl Financial Llc
  Monroe, CT
• 10/2023 → 12/2023
  Osaic Wealth, Inc.
  Jersey City, NJ
• 12/2023 → Present
  Lpl Financial Llc
  Fort Mill, SC

Previous Registrations

• 2023-10-18 → 2023-12-22
  Osaic Wealth, Inc.
  Scottsdale, AZ
  Monroe, CT
• 2021-02-05 → 2023-10-19
  Lpl Financial Llc
  Fort Mill, SC
  Monroe, CT
• 2019-01-15 → 2021-02-02
  B. Riley Wealth Advisors, Inc.
  New York, NY
• 2012-11-22 → 2019-01-31
  United Advisors
  New York, NY
• 2018-04-20 → 2018-12-31
  United Advisors Services, Llc
  New York, NY
• 2007-01-11 → 2012-10-10
  Cetera Investment Advisers Llc
  Stamford, CT
  Monroe, CT
• 2005-12-20 → 2006-12-20
  Touchstone Advisors Inc
  Cincinnati, OH
• 2002-11-20 → 2003-06-20
  Msi Financial Services, Inc.
  Trumbull, CT
• 2002-07-29 → 2002-10-31
  Waddell & Reed
  North Haven , CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-25
• S63 Uniform Securities Agent State Law Examination
  2002-07-10

Designations

• Certified Financial Planner

Other Names

• Michael Thomas Gill
• Mike Gill
• Michael T Gill